| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 09/14/2021 |
3. Issuer Name and Ticker or Trading Symbol
Greenidge Generation Holdings Inc. [ GREE ] |
|||||||||||||
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A common stock, par value $0.0001 per share | 1,011,809(1)(2)(4) | D | |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Class B common stock, par value $0.0001 per share | (3) | (3) | Class A common stock, par value $0.0001 per share | 720,000(1)(3)(4) | (3) | D | |
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
| 1. This Form 3 is being filed by (i) 210 Capital, LLC ("210 Capital"), in its capacity as a direct holder of 1,011,809 shares of Class A common stock of Greenidge Generation Holdings Inc. (the "Issuer"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). |
| 2. The shares of the Issuer's Class A common stock are held directly by 210 Capital. |
| 3. The shares of the Issuer's Class B common stock are held directly by 210 Capital and are convertible into shares of Class A common stock on a one-for-one basis, subject to a conversion cap limit pursuant to an agreement with the Issuer that provides such Class B common stock may not be converted into Class A common stock if, after such conversion, 210 Capital, together with its affiliates and any other person acting together with it and its affiliates, would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, more than 4.99% or 9.99%, as applicable, of the Issuer's then issued and outstanding shares of Class A common stock. 210 Capital may increase or decrease its beneficial ownership limitation upon giving notice to the Issuer, which such increase or decrease will not be effective until the 61st day after the notice is delivered to the Issuer. |
| 4. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock, except to the extent of his or its pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. |
| 210 CAPITAL, LLC, By: Covenant RHA Partners, L.P., Its: Member, By: /s/ Robert Alpert, Its: Authorized Signatory, By: CCW/Law Holdings, LLC, Its: Member, By: /s/ C. Clark Webb, Its: Authorized Signatory | 09/14/2021 | |
| COVENANT RHA PARTNERS, L.P., By: RHA Investments, Inc., Its: Member, By: /s/ Robert Alpert, Its: Authorized Signatory | 09/14/2021 | |
| CCW/LAW HOLDINGS, LLC, By: /s/ C. Clark Webb, Its: Authorized Signatory | 09/14/2021 | |
| RHA INVESTMENTS, INC., By: /s/ Robert Alpert, Title: President | 09/14/2021 | |
| ROBERT ALPERT, By: /s/ Robert Alpert | 09/14/2021 | |
| C. CLARK WEBB, By: /s/ C. Clark Webb | 09/14/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||